Form 4 for ONT Onterris, Inc.
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0001209191-21-064235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-12 | 2021-11-09 | ONT | Afsari Nasym | GC, Sec | M - OptEx | $6.03 | +5,691 | 22.4K | +34% | +$34.3K |
| DM | 2021-11-12 | 2021-11-09 | ONT | Afsari Nasym | GC, Sec | S - Sale+OE | $76.32 | -5,691 | 20.5K | -22% | -$434.3K |
| D | 2021-11-12 | 2021-11-09 | ONT | Afsari Nasym | GC, Sec | M - OptEx | $0.00 | -5,691 | 66.6K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | M | A | 5,691 | $6.03 | 22,441 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-09 | S | D | 3,774 | $76.57 | 16,750 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $76.22 to $76.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-11-09 | S | D | 1,917 | $75.83 | 20,524 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $75.19 to $76.08, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-11-09 | M | D | 5,691 | $0.00 | 66,625 | D | $6.03 · — to 2026-06-23 | 5,691 Common Stock | (F3) 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |