Form 4 for TDUP ThredUp Inc.
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0001209191-21-064264 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-12 | 2021-11-09 | TDUP | HALEY TIMOTHY M | Dir | C - Cnv Deriv | $0.00 | +2.41M | 60.2K | New | $0 |
| DMI | 2021-11-12 | 2021-11-09 | TDUP | HALEY TIMOTHY M | Dir | J - Other | $0.00 | -2.40M | 6,063 | -100% | $0 |
| DMI | 2021-11-12 | 2021-11-09 | TDUP | HALEY TIMOTHY M | Dir | C - Cnv Deriv | $0.00 | -2.41M | 7.05M | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-09 | C | A | 2,348,745 | $0.00 | 2,348,745 | I By Redpoint Ventures IV, L.P. | — | — | (F1) Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the distributions described herein. (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2021-11-09 | C | A | 60,224 | $0.00 | 60,224 | I By Redpoint Associates IV, LLC | — | — | (F1) Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the distributions described herein. (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2021-11-09 | J | D | 2,348,745 | $0.00 | 0 | I By Redpoint Ventures IV, L.P. | — | — | (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2021-11-09 | J | A | 483 | $0.00 | 483 | I By Haley-McGourty Partners | — | — | (F7) The shares are held by Haley-McGourty Partners ("H-M Partners"). The reporting person is a general partner of H-M Partners. The reporting person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein. |
| 5 | Common | Class A Common Stock | 2021-11-09 | J | D | 60,224 | $0.00 | 0 | I By Redpoint Associates IV, LLC | — | — | (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein. |
| 6 | Common | Class A Common Stock | 2021-11-09 | J | A | 6,063 | $0.00 | 6,063 | I By The Haley-McGourty Family Trust U/D/T 9/27/96 | — | — | (F6) The shares are held by The Haley-McGourty Family Trust U/D/T 9/27/96 (the "Trust"). The reporting person is a trustee of the Trust. The reporting person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. |
| 7 | Derivative | Class B Common Stock | 2021-11-09 | C | D | 60,224 | $0.00 | 180,672 | I By Redpoint Associates IV, LLC | — · — to — | 60,224 Class A Common Stock | (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein. (F8) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 8 | Derivative | Class B Common Stock | 2021-11-09 | C | D | 2,348,745 | $0.00 | 7,046,236 | I By Redpoint Ventures IV, L.P. | — · — to — | 2,348,745 Class A Common Stock | (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein. (F8) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |