Form 4 for SWKS Skyworks Solutions
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-10 · accession 0001209191-21-064307 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-12 | 2021-11-11 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | M - OptEx | — | +7,646 | 136.5K | +6% | — |
| DM | 2021-11-12 | 2021-11-10+ | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | F - Tax | $161.55 | -20.5K | 128.9K | -14% | -$3.31M |
| DM | 2021-11-12 | 2021-11-10+ | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | A - Grant | $0.00 | +33.7K | 140.2K | +32% | $0 |
| DM | 2021-11-12 | 2021-11-10 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | S - Sale+OE | $163.06 | -10.0K | 117.3K | -8% | -$1.63M |
| D | 2021-11-12 | 2021-11-11 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -7,646 | 22.9K | -25% | $0 |
| D | 2021-11-12 | 2021-11-10 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | A - Grant | $0.00 | +31.8K | 31.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | M | A | 7,646 | — | 136,502 | D | — | — | (F7) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-11-11 | F | D | 3,791 | $161.99 | 132,711 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 3 | Common | Common Stock | 2021-11-10 | A | A | 10,729 | $0.00 | 132,611 | D | — | — | (F1) Unrestricted stock award under the Issuer's Amended and Restated 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2021 Executive Incentive Plan. |
| 4 | Common | Common Stock | 2021-11-10 | F | D | 5,320 | $160.31 | 127,291 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 5 | Common | Common Stock | 2021-11-11 | F | D | 11,373 | $161.99 | 128,856 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 6 | Common | Common Stock | 2021-11-10 | S | D | 2,367 | $162.56 | 124,924 | D | — | — | (F4) The price reflects the average selling price of the shares sold. Actual sale prices ranged from $162.10 per share to $162.82 per share. |
| 7 | Common | Common Stock | 2021-11-10 | S | D | 7,633 | $163.22 | 117,291 | D | — | — | (F5) The price reflects the average selling price of the shares sold. Actual sale prices ranged from $162.83 per share to $163.82 per share. |
| 8 | Common | Common Stock | 2021-11-11 | A | A | 22,938 | $0.00 | 140,229 | D | — | — | (F6) Represents 22,938 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/11/2020. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2021. |
| 9 | Derivative | Restricted Stock Units | 2021-11-11 | M | D | 7,646 | $0.00 | 22,937 | D | — · — to — | 7,646 Common Stock | (F7) Restricted stock units convert into shares of common stock on a one-for-one basis. (F11) The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024. |
| 10 | Derivative | Restricted Stock Units | 2021-11-10 | A | A | 31,813 | $0.00 | 31,813 | D | — · — to — | 31,813 Common Stock | (F9) Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. (F10) The restricted stock units vest in four (4) equal installments, beginning on 11/10/2022 and ending on 11/10/2025. |