Form 4 for DFIN Donnelley Financial Solutions, Inc.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001209191-21-064479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-15 | 2021-11-11 | DFIN | Johnson Eric J | Pres, GIC | M - OptEx | $14.15 | +6,450 | 88.3K | +8% | +$91.3K |
| DM | 2021-11-15 | 2021-11-11 | DFIN | Johnson Eric J | Pres, GIC | S - Sale+OE | $49.85 | -16.2K | 78.4K | -17% | -$808.6K |
| D | 2021-11-15 | 2021-11-11 | DFIN | Johnson Eric J | Pres, GIC | M - OptEx | $0.00 | -6,450 | 6,450 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | M | A | 6,450 | $14.15 | 88,293 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-11 | S | D | 6,344 | $50.54 | 72,073 | D | — | — | (F2) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $50.02 to $51.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. (F3) Includes 35,772 shares held directly and 36,301 restricted stock units. |
| 3 | Common | Common Stock | 2021-11-11 | S | D | 9,876 | $49.41 | 78,417 | D | — | — | (F1) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.01 to $50.01 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-11-11 | M | D | 6,450 | $0.00 | 6,450 | D | $14.15 · — to 2029-03-05 | 6,450 Common Stock | (F4) The option vests/ vested in four equal equal annual installments beginning on March 5, 2020. |