Form 4 for WGS GeneDx Holdings Corp.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-10 · accession 0001209191-21-064519 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-15 | 2021-11-10 | WGS | Assad Shawn | CAO | M - OptEx | — | +10.5K | 20.9K | +100% | — |
| D | 2021-11-15 | 2021-11-10 | WGS | Assad Shawn | CAO | S - Sale+OE | $7.87 | -3,114 | 17.8K | -15% | -$24.5K |
| D | 2021-11-15 | 2021-11-10 | WGS | Assad Shawn | CAO | M - OptEx | $0.00 | -10.5K | 146.4K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-10 | M | A | 10,457 | — | 20,914 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. |
| 2 | Common | Class A Common Stock | 2021-11-10 | S | D | 3,114 | $7.87 | 17,800 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-11-10 | M | D | 10,457 | $0.00 | 146,408 | D | — · — to — | 10,457 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. (F3) 1/16th of the total shares vested on October 25, 2021 and November 10, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on May 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. |