Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-12 · accession 0001209191-21-064572 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-15 | 2021-11-12+ | UEIC | Hackworth Bryan M | SVP, CFO | F - Tax | $39.18 | -770 | 49.7K | -2% | -$30.2K |
| DM | 2021-11-15 | 2021-11-12+ | UEIC | Hackworth Bryan M | SVP, CFO | M - OptEx | — | +1,465 | 50.0K | +3% | — |
| DM | 2021-11-15 | 2021-11-12+ | UEIC | Hackworth Bryan M | SVP, CFO | M - OptEx | $0.00 | -1,465 | 8,680 | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-13 | F | D | 485 | $39.18 | 50,142 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 2 | Common | Common Stock | 2021-11-13 | M | A | 923 | — | 50,627 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 3 | Common | Common Stock | 2021-11-12 | M | A | 542 | — | 49,989 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 4 | Common | Common Stock | 2021-11-12 | F | D | 285 | $39.18 | 49,704 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 5 | Derivative | Restricted Stock Units | 2021-11-12 | M | D | 542 | $0.00 | 9,603 | D | — · — to — | 542 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 6 | Derivative | Restricted Stock Units | 2021-11-13 | M | D | 923 | $0.00 | 8,680 | D | — · — to — | 923 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |