Form 4 for ETSY ETSY INC
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-15 · accession 0001209191-21-064852 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-16 | 2021-11-15 | ETSY | PATEL GOYAL KRUTI | Chief Product Off | S - Sale+OE | $275.99 | -5,034 | 24.8K | -17% | -$1.39M |
| DI | 2021-11-16 | 2021-08-09 | ETSY | PATEL GOYAL KRUTI | Chief Product Off | J - Other | $0.00 | +10.7K | 10.7K | New | $0 |
| D | 2021-11-16 | 2021-11-15 | ETSY | PATEL GOYAL KRUTI | Chief Product Off | M - OptEx | $28.38 | +3,079 | 25.7K | +14% | +$87.4K |
| D | 2021-11-16 | 2021-11-15 | ETSY | PATEL GOYAL KRUTI | Chief Product Off | M - OptEx | $0.00 | -3,079 | 18.3K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | S | D | 1,069 | $274.91 | 23,773 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.46 to $275.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-11-15 | S | D | 1,151 | $276.19 | 22,622 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.60 to $276.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-11-15 | S | D | 876 | $277.02 | 21,746 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.60 to $277.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-11-15 | S | D | 890 | $277.98 | 20,856 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $277.71 to $278.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2021-11-15 | S | D | 182 | $278.82 | 20,674 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $278.73 to $279.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2021-08-09 | J | A | 10,692 | $0.00 | 10,692 | I | — | — | |
| 7 | Common | Common Stock | 2021-11-15 | S | D | 302 | $272.55 | 25,406 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.39 to $273.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2021-11-15 | S | D | 564 | $273.83 | 24,842 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.45 to $274.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2021-11-15 | M | A | 3,079 | $28.38 | 25,708 | D By GRAT | — | — | (F2) Does not include 10,692 shares contributed by the Reporting Person to a grantor retained annuity trust ("GRAT") on August 9, 2021. See footnote 10. (F10) These shares, which were previously reported as held directly, were contributed by the Reporting Person to the GRAT on August 9, 2021. The Reporting Person is the sole trustee of the GRAT. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 3,079 | $0.00 | 18,291 | D | $28.38 · — to 2028-03-14 | 3,079 Common Stock | (F11) The shares underlying the option exercised in this transaction were fully vested and exercisable. The originally granted options are exercisable in 8 equal semi-annual installments beginning on October 1, 2018, provided the Reporting Person remains continuously employed on each vesting date. |