Form 4 for MXCT MAXCYTE, INC.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0001209191-21-064884 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-16 | 2021-11-12+ | MXCT | Murphy Amanda Louise | CFO | S - Sale+OE | $12.31 | -150.0K | 0 | -100% | -$1.85M |
| DM | 2021-11-16 | 2021-11-12+ | MXCT | Murphy Amanda Louise | CFO | M - OptEx | $4.42 | +150.0K | 51.1K | New | +$663.0K |
| DM | 2021-11-16 | 2021-11-12+ | MXCT | Murphy Amanda Louise | CFO | M - OptEx | $0.00 | -150.0K | 1.04M | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | S | D | 51,103 | $12.66 | 0 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 2 | Common | Common Stock | 2021-11-16 | S | D | 37,306 | $12.08 | 0 | D | — | — | (F4) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Common Stock | 2021-11-16 | M | A | 37,306 | $4.42 | 37,306 | D | — | — | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. |
| 4 | Common | Common Stock | 2021-11-15 | S | D | 61,591 | $12.16 | 0 | D | — | — | (F3) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 5 | Common | Common Stock | 2021-11-15 | M | A | 61,591 | $4.42 | 61,591 | D | — | — | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. |
| 6 | Common | Common Stock | 2021-11-12 | M | A | 51,103 | $4.42 | 51,103 | D | — | — | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-11-16 | M | D | 37,306 | $0.00 | 1,000,000 | D | $4.42 · — to 2030-09-08 | 37,306 Common Stock | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. (F5) One-sixteenth (1/16th) of the shares underlying this option vested on December 7, 2020, and the remainder vested or shall vest monthly in forty-five (45) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-11-12 | M | D | 51,103 | $0.00 | 1,098,897 | D | $4.42 · — to 2030-09-08 | 51,103 Common Stock | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. (F5) One-sixteenth (1/16th) of the shares underlying this option vested on December 7, 2020, and the remainder vested or shall vest monthly in forty-five (45) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-11-15 | M | D | 61,591 | $0.00 | 1,037,306 | D | $4.42 · — to 2030-09-08 | 61,591 Common Stock | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. (F5) One-sixteenth (1/16th) of the shares underlying this option vested on December 7, 2020, and the remainder vested or shall vest monthly in forty-five (45) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. |