Form 4 for MXCT MAXCYTE, INC.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0001209191-21-064891 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-16 | 2021-11-12+ | MXCT | Masoud Maher | EVP, GC | M - OptEx | $2.47 | +75.0K | 18.6K | New | +$185.3K |
| DM | 2021-11-16 | 2021-11-12+ | MXCT | Masoud Maher | EVP, GC | S - Sale+OE | $12.31 | -75.0K | 0 | -100% | -$923.4K |
| DM | 2021-11-16 | 2021-11-12+ | MXCT | Masoud Maher | EVP, GC | M - OptEx | $0.00 | -75.0K | 18.6K | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | M | A | 25,722 | $2.08 | 25,722 | D | — | — | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. |
| 2 | Common | Common Stock | 2021-11-12 | S | D | 25,722 | $12.66 | 0 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Common Stock | 2021-11-15 | M | A | 24,278 | $2.08 | 24,278 | D | — | — | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. |
| 4 | Common | Common Stock | 2021-11-15 | M | A | 6,438 | $3.25 | 30,716 | D | — | — | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. |
| 5 | Common | Common Stock | 2021-11-15 | S | D | 30,716 | $12.16 | 0 | D | — | — | (F3) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 6 | Common | Common Stock | 2021-11-16 | M | A | 18,562 | $3.25 | 18,562 | D | — | — | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. |
| 7 | Common | Common Stock | 2021-11-16 | S | D | 18,562 | $12.08 | 0 | D | — | — | (F4) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-11-16 | M | D | 18,562 | $0.00 | 0 | D | $3.25 · — to 2027-07-14 | 18,562 Common Stock | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. (F6) This option is fully vested and exercisable. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-11-12 | M | D | 25,722 | $0.00 | 99,278 | D | $2.08 · — to 2030-02-25 | 25,722 Common Stock | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. (F5) The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on March 25, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2021-11-15 | M | D | 24,278 | $0.00 | 75,000 | D | $2.08 · — to 2030-02-25 | 24,278 Common Stock | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. (F5) The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on March 25, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2021-11-15 | M | D | 6,438 | $0.00 | 18,562 | D | $3.25 · — to 2027-07-14 | 6,438 Common Stock | (F1) This exercise price is in U.S. Dollars and reflects the conversion of GBP to USD at an exchange rate of GBP 1.00 to $1.34. (F6) This option is fully vested and exercisable. |