Form 4 for AZTA Azenta, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001209191-21-065098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-17 | 2021-11-15 | AZTA | SCHWARTZ STEPHEN S | CEO, Dir | A - Grant | $0.00 | +88.0K | 413.1K | +27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | A | A | 7,648 | $0.00 | 420,705 | D | — | — | (F2) Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022. |
| 2 | Common | Common Stock | 2021-11-15 | A | A | 80,346 | $0.00 | 413,057 | D | — | — | (F1) Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units. |