Form 4 for LOB Live Oak Bancshares, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-16 · accession 0001209191-21-065157 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-16 | LOB | Bradford Tonya Williams | Dir | M - OptEx | — | +1,291 | 1,291 | New | — |
| D | 2021-11-17 | 2021-11-16 | LOB | Bradford Tonya Williams | Dir | M - OptEx | $0.00 | -1,291 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Voting Common Stock | 2021-11-16 | M | A | 1,291 | — | 1,291 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. |
| 2 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 1,291 | $0.00 | 0 | D | — · — to — | 1,291 Voting Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. (F2) The restricted stock units vested on November 16, 2021. |