Form 4 for ROOT Root, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001209191-21-065190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | 2021-11-15 | ROOT | Shah Hemal | Chief Product Off | A - Grant | $0.00 | +457.6K | 924.5K | +98% | $0 | |
| 2021-11-17 | 2021-11-15 | ROOT | Shah Hemal | Chief Product Off | S - Sale | $5.12 | -41.7K | 466.9K | -8% | -$213.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | A | A | 457,566 | $0.00 | 924,453 | D | — | — | (F3) Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on June 15, 2023. |
| 2 | Common | Class A Common Stock | 2021-11-15 | S | D | 41,666 | $5.12 | 466,887 | D | — | — | (F1) The shares were sold pursuant to a 10b5-1 trading plan. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.435, inclusive. The reporting person will provide upon request to the SEC, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |