Form 4 for TTD Trade Desk (The)
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001209191-21-065290 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-15 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | M - OptEx | $4.09 | +44.0K | 742.7K | +6% | +$180.1K |
| D | 2021-11-17 | 2021-11-15 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | G - Gift | $0.00 | -44.0K | 698.7K | -6% | $0 |
| D | 2021-11-17 | 2021-11-15 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | F - Tax | $105.45 | -6,674 | 698.7K | -0.9% | -$703.8K |
| DI | 2021-11-17 | 2021-11-15 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | G - Gift | $0.00 | +44.0K | 44.0K | New | $0 |
| DM | 2021-11-17 | 2021-11-15 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -44.0K | 3,530 | -93% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | M | A | 26,730 | $3.32 | 725,402 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-15 | G | D | 44,030 | $0.00 | 698,672 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-15 | F | D | 6,674 | $105.45 | 698,672 | D See Footnote | — | — | (F1) The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020. (F3) Represents securities held by the Jeff Green Trust (the "Trust"). Mr. Green is a Trustee of the Trust and has investment and voting control over the shares held by the Trust, and may be deemed to indirectly beneficially own the shares held by the Trust. |
| 4 | Common | Class A Common Stock | 2021-11-15 | G | A | 44,030 | $0.00 | 44,030 | I | — | — | |
| 5 | Common | Class A Common Stock | 2021-11-15 | M | A | 17,300 | $5.28 | 742,702 | D | — | — | |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 26,730 | $0.00 | 0 | D | $3.32 · — to 2021-12-22 | 26,730 Class A Common Stock | (F5) This option was previously reported as covering 2,673 shares at an exercise price of $33.17 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F6) The option was granted on December 23, 2016. The Vesting Commencement Date ("VCD") was December 1, 2016. The option vested over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 20,420 shares vested during each of the calendar years 2017, 2018 and 2019 and an aggregate of 32,070 shares vested during calendar year 2020, in each case, subject to continued employment with the Issuer through the applicable vesting date. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 17,300 | $0.00 | 3,530 | D | $5.28 · — to 2022-12-01 | 17,300 Class A Common Stock | (F7) This option was previously reported as covering 2,083 shares at an exercise price of $52.80 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F8) The option was granted on December 1, 2017, with a VCD of December 1, 2020. The option vests over one year in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 20,830 shares will vest during calendar year 2021, subject to continued employment with the Issuer through the applicable vesting dates. |