Form 4 for TTD Trade Desk (The)
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001209191-21-065309 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-15 | TTD | Pickles David Randall | CTO, Dir | F - Tax | $105.45 | -2,777 | 498.1K | -0.6% | -$292.8K |
| DM | 2021-11-17 | 2021-11-16 | TTD | Pickles David Randall | CTO, Dir | S - Sale+OE | $110.00 | -96.9K | 497.0K | -16% | -$10.66M |
| DM | 2021-11-17 | 2021-11-16 | TTD | Pickles David Randall | CTO, Dir | M - OptEx | $12.31 | +96.9K | 518.9K | +23% | +$1.19M |
| DM | 2021-11-17 | 2021-11-16 | TTD | Pickles David Randall | CTO, Dir | M - OptEx | $0.00 | -96.9K | 53.5K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | F | D | 1,111 | $105.45 | 497,004 | D | — | — | (F3) The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted April 28, 2021. |
| 2 | Common | Class A Common Stock | 2021-11-15 | F | D | 1,666 | $105.45 | 498,115 | D | — | — | (F1) The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020. (F2) Includes 8 shares acquired through the Employee Stock Purchase Plan on November 15, 2021. |
| 3 | Common | Class A Common Stock | 2021-11-16 | S | D | 12,350 | $110.00 | 497,004 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-16 | S | D | 10,120 | $110.00 | 497,004 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-11-16 | M | A | 10,120 | $30.00 | 507,124 | D | — | — | |
| 6 | Common | Class A Common Stock | 2021-11-16 | M | A | 52,500 | $4.80 | 549,504 | D | — | — | |
| 7 | Common | Class A Common Stock | 2021-11-16 | M | A | 12,350 | $26.33 | 509,354 | D | — | — | |
| 8 | Common | Class A Common Stock | 2021-11-16 | S | D | 21,900 | $110.00 | 497,004 | D | — | — | |
| 9 | Common | Class A Common Stock | 2021-11-16 | M | A | 21,900 | $14.25 | 518,904 | D | — | — | |
| 10 | Common | Class A Common Stock | 2021-11-16 | S | D | 52,500 | $110.00 | 497,004 | D | — | — | |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-16 | M | D | 21,900 | $0.00 | 51,250 | D | $14.25 · — to 2028-12-01 | 21,900 Class A Common Stock | (F7) This option was previously reported as covering 7,315 shares at an exercise price of $142.45 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F8) The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. |
| 12 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-16 | M | D | 52,500 | $0.00 | 17,620 | D | $4.80 · — to 2027-12-01 | 52,500 Class A Common Stock | (F5) This option was previously reported as covering 7,012 shares at an exercise price of $48.00 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F6) The option was granted on December 1, 2017, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. |
| 13 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-16 | M | D | 10,120 | $0.00 | 64,750 | D | $30.00 · — to 2030-05-15 | 10,120 Class A Common Stock | (F11) This option was previously reported as covering 7,487 shares at an exercise price of $300.01 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F12) The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-16 | M | D | 12,350 | $0.00 | 53,500 | D | $26.33 · — to 2029-12-01 | 12,350 Class A Common Stock | (F9) This option was previously reported as covering 6,585 shares at an exercise price of $263.34 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F10) The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. |