Form 4 for LEA LEAR CORP
Accepted 2021-11-18 00:00:00 ET · period of report 2021-09-03 · accession 0001209191-21-065411 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-09-03 | LEA | Esposito Carl A. | SVP, Pres E-Systems | F - Tax | $159.37 | -7,979 | 10.3K | -44% | -$1.27M |
| D | 2021-11-18 | 2021-09-03 | LEA | Esposito Carl A. | SVP, Pres E-Systems | M - OptEx | $0.00 | +18.3K | 18.3K | New | $0 |
| D | 2021-11-18 | 2021-09-03 | LEA | Esposito Carl A. | SVP, Pres E-Systems | M - OptEx | $0.00 | -18.3K | 36.6K | -33% | $0 |
| D | 2021-11-18 | 2021-11-17 | LEA | Esposito Carl A. | SVP, Pres E-Systems | A - Grant | $0.00 | +1,381 | 1,381 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-03 | F | D | 7,979 | $159.37 | 10,321 | D | — | — | (F3) Shares withheld by the Company to satisfy tax withholding requirements. |
| 2 | Common | Common Stock | 2021-09-03 | M | A | 18,300 | $0.00 | 18,300 | D | — | — | (F1) The vesting of restricted stock units is being reported late due to inadvertent administrative error. (F2) The restricted stock units vested and settled in common stock on September 3, 2021. |
| 3 | Derivative | Restricted Stock Units | 2021-09-03 | M | D | 18,300 | $0.00 | 36,599 | D | — · — to — | 18,300 Common Stock | (F1) The vesting of restricted stock units is being reported late due to inadvertent administrative error. (F4) Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units were granted on September 3, 2019 and vest in three substantially equal installments on the second, third and fourth anniversaries of the grant date. (F2) The restricted stock units vested and settled in common stock on September 3, 2021. |
| 4 | Derivative | Restricted Stock Units | 2021-11-17 | A | A | 1,381 | $0.00 | 1,381 | D | — · — to — | 1,381 Common Stock | (F5) These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. |