Form 4 for FHI FEDERATED HERMES, INC.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-18 · accession 0001209191-21-065460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | 2021-11-18 | FHI | DONAHUE THOMAS R | VP, CFO, Treas, Dir | A - Grant | $3.00 | +18.5K | 616.4K | +3% | +$55.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-11-18 | A | A | 18,500 | $3.00 | 616,417 | D | — | — | (F1) On or around May 27, 2021, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") made a distribution of shares of Federated Hermes, Inc. Class B Common Stock ("FHI") to all of its limited partners on a pro-rata basis (the "May Distribution"). The May Distribution did not involve any public sale of shares. As a result of the May Distribution, the number of shares of FHI directly owned by the reporting person increased by 6,401 shares. (F2) On or around June 17, 2021, Comax made a distribution of shares of FHI to all of its limited partners on a pro-rata basis (the "June Distribution"). The June Distribution did not involve any public sale of shares. As a result of the June Distribution, the number of shares of FHI directly owned by the reporting person increased by 59 shares. |