Form 4 for REZI RESIDEO TECHNOLOGIES, INC.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001209191-21-065477 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | REZI | FRADIN ROGER | Dir | M - OptEx | $0.00 | +5,578 | 198.3K | +3% | $0 |
| D | 2021-11-18 | 2021-11-16 | REZI | FRADIN ROGER | Dir | M - OptEx | $0.00 | -5,578 | 5,579 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | M | A | 5,578 | $0.00 | 198,315 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 5,578 | $0.00 | 5,579 | D | — · — to — | 5,578 Common Stock | (F1) Instrument converts to common stock on a one-for-one basis. (F2) On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control. |