Form 4 for SPHR Sphere Entertainment Co.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001209191-21-065550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-18 | 2021-11-16 | SPHR | GREENBERG ANDREA | Pres, CEO-MSG Networks | M - OptEx | $0.00 | +4,469 | 47.1K | +10% | $0 |
| D | 2021-11-18 | 2021-11-16 | SPHR | GREENBERG ANDREA | Pres, CEO-MSG Networks | F - Tax | $75.46 | -4,469 | 45.0K | -9% | -$337.2K |
| DM | 2021-11-18 | 2021-11-16 | SPHR | GREENBERG ANDREA | Pres, CEO-MSG Networks | M - OptEx | $0.00 | -4,469 | 18.0K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-16 | M | A | 291 | $0.00 | 45,245 | D | — | — | (F1) Each restricted stock unit ("RSU") was granted on August 29, 2019 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended and assumed by the Issuer (the "MSGN 2010 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock of the Issuer ("Class A Common Stock") or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. |
| 2 | Common | Class A Common Stock | 2021-11-16 | M | A | 873 | $0.00 | 46,118 | D | — | — | (F2) Each RSU was granted on August 29, 2019 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs are scheduled to vest and settle on September 15, 2022. |
| 3 | Common | Class A Common Stock | 2021-11-16 | F | D | 4,469 | $75.46 | 44,954 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-16 | M | A | 1,429 | $0.00 | 48,499 | D | — | — | (F4) Each RSU was granted on August 26, 2020 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs are scheduled to vest and settle on September 15, 2023. |
| 5 | Common | Class A Common Stock | 2021-11-16 | M | A | 924 | $0.00 | 49,423 | D | — | — | (F5) Each RSU was granted on August 27, 2021 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs are scheduled to vest and settle in three equal installments on September 15, 2022, September 15, 2023 and September 15, 2024. |
| 6 | Common | Class A Common Stock | 2021-11-16 | M | A | 952 | $0.00 | 47,070 | D | — | — | (F3) Each RSU was granted on August 26, 2020 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. |
| 7 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 924 | $0.00 | 17,507 | D | — · — to 2024-09-15 | 927 Class A Common Stock | (F5) Each RSU was granted on August 27, 2021 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs are scheduled to vest and settle in three equal installments on September 15, 2022, September 15, 2023 and September 15, 2024. |
| 8 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 1,429 | $0.00 | 27,070 | D | — · — to 2023-09-15 | 1,429 Class A Common Stock | (F4) Each RSU was granted on August 26, 2020 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs are scheduled to vest and settle on September 15, 2023. |
| 9 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 873 | $0.00 | 16,532 | D | — · — to 2022-09-15 | 873 Class A Common Stock | (F2) Each RSU was granted on August 29, 2019 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs are scheduled to vest and settle on September 15, 2022. |
| 10 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 291 | $0.00 | 5,511 | D | — · — to 2022-09-15 | 291 Class A Common Stock | (F1) Each restricted stock unit ("RSU") was granted on August 29, 2019 under the MSG Networks Inc. 2010 Employee Stock Plan, as amended and assumed by the Issuer (the "MSGN 2010 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock of the Issuer ("Class A Common Stock") or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested were settled on September 15, 2021. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2022. |
| 11 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 952 | $0.00 | 18,048 | D | — · — to 2023-09-15 | 952 Class A Common Stock | (F3) Each RSU was granted on August 26, 2020 under the MSGN 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested were settled on September 15, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on September 15, 2022 and September 15, 2023. |