Form 4 for RPRX Royalty Pharma plc
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001209191-21-065635 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-18 | 2021-11-16 | RPRX | RIGGS RORY B | Dir | J - Other | — | +66.0K | 636.1K | +12% | — |
| M | 2021-11-18 | 2021-11-16+ | RPRX | RIGGS RORY B | Dir | S - Sale | $42.33 | -75.0K | 622.4K | -11% | -$3.17M |
| MI | 2021-11-18 | 2021-11-16 | RPRX | RIGGS RORY B | Dir | J - Other | — | -1.86M | 1.15M | -62% | — |
| MI | 2021-11-18 | 2021-11-17 | RPRX | RIGGS RORY B | Dir | S - Sale | $42.35 | -139.4K | 1.12M | -11% | -$5.90M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2021-11-16 | J | A | 61,338 | — | 697,398 | D By New Ventures I LLC | — | — | (F2) Pro rata distribution from a limited liability company of which the Reporting Person is a member. |
| 2 | Common | Class A Ordinary Shares | 2021-11-16 | S | D | 12,565 | $42.01 | 684,833 | D By New Ventures III LLC | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.06 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Ordinary Shares | 2021-11-16 | J | D | 219,710 | — | 569,782 | I By New Ventures Select | — | — | (F5) New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration. |
| 4 | Common | Class A Ordinary Shares | 2021-11-16 | J | D | 1,028,973 | — | 1,888,385 | I By New Ventures I LLC | — | — | (F6) New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration. |
| 5 | Common | Class A Ordinary Shares | 2021-11-16 | J | D | 612,668 | — | 1,146,986 | I By New Ventures III LLC | — | — | (F7) New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration. |
| 6 | Common | Class A Ordinary Shares | 2021-11-17 | S | D | 62,435 | $42.39 | 622,398 | D | — | — | (F8) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.90 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Class A Ordinary Shares | 2021-11-17 | S | D | 69,233 | $42.35 | 500,549 | I | — | — | (F9) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Class A Ordinary Shares | 2021-11-17 | S | D | 38,815 | $42.35 | 1,849,570 | I | — | — | (F9) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Class A Ordinary Shares | 2021-11-17 | S | D | 31,341 | $42.33 | 1,115,645 | I | — | — | (F10) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.97 to $42.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Class A Ordinary Shares | 2021-11-16 | J | A | 4,674 | — | 636,060 | D By New Ventures Select | — | — | (F2) Pro rata distribution from a limited liability company of which the Reporting Person is a member. |