Form 4 for STAA STAAR SURGICAL CO
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001209191-21-065651 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-18 | 2021-11-16+ | STAA | Mason Caren L | Pres, CEO, Dir | M - OptEx | $7.76 | +105.0K | 98.4K | New | +$814.8K |
| DM | 2021-11-18 | 2021-11-16+ | STAA | Mason Caren L | Pres, CEO, Dir | S - Sale+OE | $113.95 | -105.0K | 63.4K | -62% | -$11.97M |
| DM | 2021-11-18 | 2021-11-16+ | STAA | Mason Caren L | Pres, CEO, Dir | M - OptEx | $0.00 | -105.0K | 88.0K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | M | A | 35,000 | $7.76 | 98,376 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-17 | S | D | 35,000 | $113.83 | 63,376 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $115.93. |
| 3 | Common | Common Stock | 2021-11-17 | M | A | 35,000 | $7.76 | 98,376 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-16 | S | D | 35,000 | $114.20 | 63,376 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $115.62. |
| 5 | Common | Common Stock | 2021-11-16 | M | A | 35,000 | $7.76 | 98,376 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-18 | S | D | 35,000 | $113.83 | 63,376 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.06 to $114.06. |
| 7 | Derivative | Common Stock Options | 2021-11-16 | M | D | 35,000 | $0.00 | 123,000 | D | $7.76 · 2016-03-03 to 2025-03-02 | 35,000 Common Stock | |
| 8 | Derivative | Common Stock Options | 2021-11-18 | M | D | 35,000 | $0.00 | 53,000 | D | $7.76 · 2016-03-03 to 2025-03-02 | 35,000 Common Stock | |
| 9 | Derivative | Common Stock Options | 2021-11-17 | M | D | 35,000 | $0.00 | 88,000 | D | $7.76 · 2016-03-03 to 2025-03-02 | 35,000 Common Stock |