Form 4/A for MRVL Marvell Technology
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-15 · accession 0001209191-21-065663 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-11-18 | 2021-11-15+ | MRVL | Hussain Muhammad Raghib | Pres, Products, Tech | S - Sale+OE | $72.51 | -325.0K | 523.6K | -38% | -$23.56M |
| DMA | 2021-11-18 | 2021-11-15 | MRVL | Hussain Muhammad Raghib | Pres, Products, Tech | M - OptEx | $13.56 | +125.0K | 692.6K | +22% | +$1.69M |
| DMA | 2021-11-18 | 2021-11-15 | MRVL | Hussain Muhammad Raghib | Pres, Products, Tech | M - OptEx | $0.00 | -125.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | S | D | 3,009 | $73.63 | 592,643 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. (F5) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.59 to $73.68, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 2 | Common | Common Stock | 2021-11-16 | S | D | 100,000 | $72.33 | 367,686 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. (F9) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.01 to $72.79, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Common Stock | 2021-11-15 | S | D | 3,587 | $73.63 | 467,686 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. (F8) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.59 to $73.65, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 4 | Common | Common Stock | 2021-11-15 | S | D | 52,287 | $72.82 | 471,273 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. (F7) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.59 to $73.59, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 5 | Common | Common Stock | 2021-11-15 | M | A | 72,976 | $12.12 | 640,662 | D | — | — | (F1) Starting share total was incorrectly reported on previous 11.17.2021 filing due to a clerical error. |
| 6 | Common | Common Stock | 2021-11-15 | M | A | 25,991 | $15.59 | 666,653 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-15 | M | A | 25,990 | $15.59 | 692,643 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-15 | S | D | 52,796 | $72.34 | 639,847 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.56 to $72.56, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 9 | Common | Common Stock | 2021-11-15 | S | D | 44,195 | $72.80 | 595,652 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.57 to $73.58, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 10 | Common | Common Stock | 2021-11-15 | S | D | 69,083 | $72.35 | 523,560 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. (F6) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.58 to $72.58, inclusive. The reporting person undertakes to provide Marvell, any security holder of Marvell, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 11 | Derivative | Non-Qualified Stock Option | 2021-11-15 | M | D | 25,991 | $0.00 | 0 | D | $15.59 · — to — | 25,991 Common Stock | (F12) The stock options completely vested on 11/01/2018. |
| 12 | Derivative | Non-Qualified Stock Option | 2021-11-15 | M | D | 25,990 | $0.00 | 0 | D | $15.59 · — to — | 25,990 Common Stock | (F13) The stock options completely vested on 02/16/2019. |
| 13 | Derivative | Non-Qualified Stock Option | 2021-11-15 | M | D | 72,976 | $0.00 | 0 | D | $12.12 · — to — | 72,976 Common Stock | (F12) The stock options completely vested on 11/01/2018. |