Form 4 for AXSM Axsome Therapeutics, Inc.

Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001209191-21-065696 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2021-11-19	2021-11-17	AXSM	Saad Mark E	Dir	P - Purchase	$34.42	+300	100	New	+$10.3K
	2021-11-19	2021-11-17	AXSM	Saad Mark E	Dir	P - Purchase	$34.53	+3,000	10.0K	+43%	+$103.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-17	P	A	100	$34.45	100	I Custodial account for child	—	—	(F1) These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.
2	Common	Common Stock	2021-11-17	P	A	100	$34.40	100	I Custodial account for child	—	—	(F1) These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.
3	Common	Common Stock	2021-11-17	P	A	3,000	$34.53	10,002	D Custodial account for child	—	—	(F1) These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.
4	Common	Common Stock	2021-11-17	P	A	100	$34.40	100	I	—	—