Form 4 for TFIN Triumph Financial, Inc.
Accepted 2021-11-19 00:00:00 ET · period of report 2021-09-24 · accession 0001209191-21-065771 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-19 | 2021-11-17 | TFIN | Sepulveda Carlos M | Dir | S - Sale | $131.24 | -15.0K | 353.9K | -4% | -$1.97M | |
| 2021-11-19 | 2021-09-24 | TFIN | Sepulveda Carlos M | Dir | G - Gift | $0.00 | -12.0K | 368.9K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | S | D | 14,974 | $131.24 | 353,895 | D | — | — | (F2) The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F3) Consists of (i) 190,169 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned with spouse Susan S. Sepulveda. |
| 2 | Common | Common Stock | 2021-09-24 | G | D | 12,000 | $0.00 | 368,869 | D | — | — |