Form 4 for PLXS PLEXUS CORP
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001209191-21-065790 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-19 | 2021-11-17 | PLXS | Darroch Ronnie | EVP, Reg Pres-EMEA | M - OptEx | — | +6,140 | 11.2K | +121% | — |
| D | 2021-11-19 | 2021-11-17 | PLXS | Darroch Ronnie | EVP, Reg Pres-EMEA | F - Tax | $92.42 | -2,922 | 8,274 | -26% | -$270.1K |
| D | 2021-11-19 | 2021-11-18 | PLXS | Darroch Ronnie | EVP, Reg Pres-EMEA | S - Sale+OE | $91.98 | -2,674 | 5,600 | -32% | -$246.0K |
| D | 2021-11-19 | 2021-11-17 | PLXS | Darroch Ronnie | EVP, Reg Pres-EMEA | M - OptEx | — | -6,140 | 2,260 | -73% | — |
| D | 2021-11-19 | 2021-11-17 | PLXS | Darroch Ronnie | EVP, Reg Pres-EMEA | A - Grant | — | +3,070 | 8,400 | +58% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.01 par value | 2021-11-17 | M | A | 6,140 | — | 11,196 | D | — | — | (F1) Based on Company performance during the three-year performance period, 200% of the portion of the Performance Stock Units ("PSUs") granted in fiscal 2019 related to economic return goals vested. The three-year performance period for the portion of the PSUs that vests based on the relative total shareholder return ("TSR") of the Company's common stock as compared to companies in the Russell 3000 Index has yet to conclude. As previously disclosed, the reporting person has the opportunity to earn up to 200% of the number of PSUs originally reported. |
| 2 | Common | Common Stock, $.01 par value | 2021-11-17 | F | D | 2,922 | $92.42 | 8,274 | D | — | — | |
| 3 | Common | Common Stock, $.01 par value | 2021-11-18 | S | D | 2,674 | $91.98 | 5,600 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $91.657 to $92.16 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Performance Stock Units | 2021-11-17 | M | D | 6,140 | — | 2,260 | D | — · — to — | 6,140 Common Stock | (F1) Based on Company performance during the three-year performance period, 200% of the portion of the Performance Stock Units ("PSUs") granted in fiscal 2019 related to economic return goals vested. The three-year performance period for the portion of the PSUs that vests based on the relative total shareholder return ("TSR") of the Company's common stock as compared to companies in the Russell 3000 Index has yet to conclude. As previously disclosed, the reporting person has the opportunity to earn up to 200% of the number of PSUs originally reported. |
| 5 | Derivative | Performance Stock Units | 2021-11-17 | A | A | 3,070 | — | 8,400 | D | — · — to — | 3,070 Common Stock | (F1) Based on Company performance during the three-year performance period, 200% of the portion of the Performance Stock Units ("PSUs") granted in fiscal 2019 related to economic return goals vested. The three-year performance period for the portion of the PSUs that vests based on the relative total shareholder return ("TSR") of the Company's common stock as compared to companies in the Russell 3000 Index has yet to conclude. As previously disclosed, the reporting person has the opportunity to earn up to 200% of the number of PSUs originally reported. |