Form 4 for TBCH Turtle Beach Corp
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001209191-21-065932 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-19 | 2021-11-17+ | TBCH | Hanson John T | CFO, Treas, Sec | M - OptEx | $6.80 | +87.4K | 63.4K | New | +$594.9K |
| DM | 2021-11-19 | 2021-11-17+ | TBCH | Hanson John T | CFO, Treas, Sec | S - Sale+OE | $27.38 | -87.4K | 19.5K | -82% | -$2.39M |
| DM | 2021-11-19 | 2021-11-17+ | TBCH | Hanson John T | CFO, Treas, Sec | M - OptEx | $0.00 | -87.4K | 14.2K | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | M | A | 1,146 | $16.52 | 20,653 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-17 | M | A | 10,000 | $12.10 | 30,653 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-17 | S | D | 11,146 | $27.42 | 19,507 | D | — | — | (F1) The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27.207 to $27.56 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 4 | Common | Common Stock | 2021-11-18 | M | A | 15,833 | $12.10 | 35,340 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-18 | M | A | 21,770 | $5.95 | 57,110 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-19 | S | D | 31,783 | $27.25 | 20,171 | D | — | — | (F3) The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.977 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 7 | Common | Common Stock | 2021-11-18 | S | D | 43,853 | $27.45 | 19,507 | D | — | — | (F2) The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.775 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 8 | Common | Common Stock | 2021-11-19 | M | A | 8,630 | $4.64 | 28,137 | D | — | — | |
| 9 | Common | Common Stock | 2021-11-19 | M | A | 23,817 | $2.04 | 51,954 | D | — | — | |
| 10 | Common | Common Stock | 2021-11-19 | S | D | 664 | $28.07 | 19,507 | D | — | — | (F4) The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.019 to $28.1075 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 11 | Common | Common Stock | 2021-11-18 | M | A | 6,250 | $7.24 | 63,360 | D | — | — | |
| 12 | Derivative | Stock Option (Right to Buy) | 2021-11-18 | M | D | 6,250 | $0.00 | 0 | D | $7.24 · — to 2025-05-29 | 6,250 Common Stock | (F5) All options were exercisable as of the transaction date. |
| 13 | Derivative | Stock Option (Right to Buy) | 2021-11-19 | M | D | 8,630 | $0.00 | 0 | D | $4.64 · — to 2026-04-04 | 8,630 Common Stock | (F5) All options were exercisable as of the transaction date. |
| 14 | Derivative | Stock Option (Right to Buy) | 2021-11-17 | M | D | 1,146 | $0.00 | 0 | D | $16.52 · — to 2024-11-29 | 1,146 Common Stock | (F5) All options were exercisable as of the transaction date. |
| 15 | Derivative | Stock Option (Right to Buy) | 2021-11-18 | M | D | 21,770 | $0.00 | 33,230 | D | $5.95 · — to 2030-04-01 | 21,770 Common Stock | (F7) All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2024. |
| 16 | Derivative | Stock Option (Right to Buy) | 2021-11-17 | M | D | 10,000 | $0.00 | 30,000 | D | $12.10 · — to 2029-04-01 | 10,000 Common Stock | (F6) All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2023. |
| 17 | Derivative | Stock Option (Right to Buy) | 2021-11-19 | M | D | 23,817 | $0.00 | 2,696 | D | $2.04 · — to 2027-11-13 | 23,817 Common Stock | (F5) All options were exercisable as of the transaction date. |
| 18 | Derivative | Stock Option (Right to Buy) | 2021-11-18 | M | D | 15,833 | $0.00 | 14,167 | D | $12.10 · — to 2029-04-01 | 15,833 Common Stock | (F6) All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2023. |