Form 4 for TDG TransDigm Group
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001209191-21-066021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-22 | 2021-11-18 | TDG | Stein Kevin M | Pres, CEO | S - Sale+OE | $661.47 | -40.0K | 39.3K | -50% | -$26.46M |
| D | 2021-11-22 | 2021-11-18 | TDG | Stein Kevin M | Pres, CEO | M - OptEx | $191.79 | +40.0K | 41.3K | +2,970% | +$7.67M |
| D | 2021-11-22 | 2021-11-18 | TDG | Stein Kevin M | Pres, CEO | M - OptEx | $0.00 | -40.0K | 38.8K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | S | D | 1,010 | $665.00 | 1,347 | D | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $664.97 - $665.13. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-11-18 | S | D | 3,169 | $663.41 | 5,539 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $662.86 - $663.84. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-11-18 | S | D | 3,182 | $664.07 | 2,357 | D | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $663.87 - $664.835. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-11-18 | S | D | 28,235 | $660.92 | 11,038 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $660.51 - $661.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-11-18 | S | D | 2,330 | $661.80 | 8,708 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $661.52 - $662.485. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2021-11-18 | M | A | 40,000 | $191.79 | 41,347 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-18 | S | D | 2,074 | $659.92 | 39,273 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $659.495 - $660.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Derivative | Stock Option | 2021-11-18 | M | D | 40,000 | $0.00 | 38,800 | D | $191.79 · 2015-09-30 to 2024-11-13 | 40,000 Common Stock |