Form 4 for BV BrightView Holdings, Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001209191-21-066178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-19 | BV | Gottsegen Jonathan Mark | EVP, CLO, Corp. Sec | F - Tax | $15.43 | -2,564 | 77.6K | -3% | -$39.6K |
| D | 2021-11-22 | 2021-11-19 | BV | Gottsegen Jonathan Mark | EVP, CLO, Corp. Sec | M - OptEx | — | +6,721 | 80.2K | +9% | — |
| DM | 2021-11-22 | 2021-11-18 | BV | Gottsegen Jonathan Mark | EVP, CLO, Corp. Sec | A - Grant | $0.00 | +79.3K | 24.8K | New | $0 |
| D | 2021-11-22 | 2021-11-19 | BV | Gottsegen Jonathan Mark | EVP, CLO, Corp. Sec | M - OptEx | $0.00 | -6,721 | 20.2K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-19 | F | D | 2,564 | $15.43 | 77,608 | D | — | — | (F2) Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| 2 | Common | Common Stock | 2021-11-19 | M | A | 6,721 | — | 80,172 | D | — | — | (F1) Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. (F2) Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| 3 | Derivative | Stock Options (Right to Buy) | 2021-11-18 | A | A | 54,506 | $0.00 | 54,506 | D | $15.04 · — to 2031-11-18 | 54,506 Common Stock | (F4) Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022. |
| 4 | Derivative | Restricted Stock Units | 2021-11-19 | M | D | 6,721 | $0.00 | 20,166 | D | — · — to — | 6,721 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). (F7) Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021. |
| 5 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 24,801 | $0.00 | 24,801 | D | — · — to — | 24,801 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). (F6) Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022. |