Form 4 for DOCN DigitalOcean Holdings, Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-19 · accession 0001209191-21-066255 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-22 | 2021-11-19 | DOCN | LEVINE PETER | Dir | J - Other | $0.00 | -3.81M | 140.9K | -96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-19 | J | A | 15,639 | $0.00 | 29,836 | I By Trust | — | — | (F9) Shares reported as held by this trust prior to the distributions reported herein were received in distributions reported by the Reporting Person on August 10, 2021, but were inadvertently omitted from the prior filing. The acquisition of such shares were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the 1934 Act. (F12) These securities are held by the TO Gift Trust uta dtd 12-14-2012, a trust for the benefit of the Reporting Person's children and of which the Reporting Person serves as investment manager. As investment manager, the Reporting Person has the sole voting and investment power over the shares held by Red Brick Special Investments SPV, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-11-19 | J | D | 1,226,089 | $0.00 | 2,452,176 | I By AH Parallel Fund III, L.P. | — | — | (F5) These securities are held by AH Parallel Fund III, L.P., for itself and as nominee for the other AH Parallel Fund III Entities. AH EP III Parallel is the general partner of the AH Parallel Fund III Entities and has sole voting and dispositive power with regard to the securities held by the AH Parallel Fund III Entities. The managing members of AH EP III Parallel are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund III Entities. (F3) Mr. Levine is a member of the general partners of the AH Fund III Entities and the AH Parallel Fund III Entities (together, the "Andreessen Horowitz Entities"), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the Andreessen Horowitz Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the Andreessen Horowitz Entities, and/or the general partner entities thereof, as applicable. |
| 3 | Common | Common Stock | 2021-11-19 | J | D | 2,689,498 | $0.00 | 5,378,994 | I By Andreessen Horowitz Fund III, L.P. | — | — | (F3) Mr. Levine is a member of the general partners of the AH Fund III Entities and the AH Parallel Fund III Entities (together, the "Andreessen Horowitz Entities"), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the Andreessen Horowitz Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the Andreessen Horowitz Entities, and/or the general partner entities thereof, as applicable. (F2) These securities are held by Andreessen Horowitz Fund III, L.P., for itself and as nominee for the other AH Fund III Entities. AH EP III, the general partner of the AH Fund III Entities, has sole voting and dispositive power with regard to the securities held by the AH Fund III Entities. Marc Andreessen and Benjamin Horowitz are the managing members of AH EP III and share voting and dispositive power with respect to the shares held by the AH Fund III Entities. |
| 4 | Common | Common Stock | 2021-11-19 | J | A | 15,639 | $0.00 | 29,836 | I By Trust | — | — | (F9) Shares reported as held by this trust prior to the distributions reported herein were received in distributions reported by the Reporting Person on August 10, 2021, but were inadvertently omitted from the prior filing. The acquisition of such shares were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the 1934 Act. (F10) These securities are held by The Summit Peak Trust, a trust of which the Reporting Person is the trustee and a beneficiary. As trustee, the Reporting Person has the sole voting and investment power over the shares held by the Summit Peak Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock | 2021-11-19 | J | A | 73,903 | $0.00 | 140,920 | I By Red Brick Special Investments SPV, LLC | — | — | (F7) These securities are held of record by Red Brick Special Investments SPV, LLC of which the Reporting Person is the manager. As manager, the Reporting Person has the sole voting and investment power over the shares held by Red Brick Special Investments SPV, LLC. |