Form 4 for LESL Leslie's, Inc.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-21 · accession 0001209191-21-066432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-23 | 2021-11-21 | LESL | Baker Paula | Chief Revenue Off | M - OptEx | $0.00 | +70.5K | 221.7K | +47% | $0 |
| D | 2021-11-23 | 2021-11-22 | LESL | Baker Paula | Chief Revenue Off | S - Sale+OE | $20.70 | -25.2K | 196.5K | -11% | -$520.7K |
| D | 2021-11-23 | 2021-11-21 | LESL | Baker Paula | Chief Revenue Off | M - OptEx | $0.00 | -70.5K | 141.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2021-11-21 | M | A | 70,505 | $0.00 | 221,676 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2021-11-22 | S | D | 25,156 | $20.70 | 196,520 | D | — | — | (F1) Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2021-11-21 | M | D | 70,505 | $0.00 | 141,012 | D | $0.00 · — to — | 70,505 Common Stock | (F2) Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. (F3) Represents a grant of RSUs, of which 70,505 RSUs vested on November 21, 2021 and of which the remaining 141,012 RSUs will vest in two equal annual installments on November 21st of each of 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. |