Form 4 for ADUS Addus HomeCare Corp
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-22 · accession 0001209191-21-066443 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-22 | ADUS | Anderson Darby | EVP, Chief Strategy Off | S - Sale+OE | $103.49 | -4,453 | 30.9K | -13% | -$460.8K |
| D | 2021-11-23 | 2021-11-22 | ADUS | Anderson Darby | EVP, Chief Strategy Off | M - OptEx | $8.91 | +4,453 | 35.3K | +14% | +$39.7K |
| D | 2021-11-23 | 2021-11-22 | ADUS | Anderson Darby | EVP, Chief Strategy Off | M - OptEx | $0.00 | -4,453 | 7,500 | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | S | D | 100 | $104.25 | 30,822 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-22 | M | A | 4,453 | $8.91 | 35,275 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-22 | S | D | 4,353 | $103.47 | 30,922 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.08 to $104.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-11-22 | M | D | 4,453 | $0.00 | 7,500 | D | $8.91 · — to 2023-03-11 | 4,453 Common Stock | (F2) 7,500 of the options vest in four equal installments on each of the first four anniversaries of the grant date. 4,453 of the options vest in equal installments on the first three anniversaries of the grant date. |