Form 4 for TLPH TALPHERA, INC.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-20 · accession 0001209191-21-066559 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-23 | 2021-11-20 | TLPH | Broadfoot Jill Marie | Dir | A - Grant | $0.00 | +15.0K | 15.0K | New | $0 |
| D | 2021-11-23 | 2021-11-20 | TLPH | Broadfoot Jill Marie | Dir | A - Grant | $0.00 | +30.0K | 30.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-20 | A | A | 15,000 | $0.00 | 15,000 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F2) The restricted stock units shall vest in three equal consecutive annual installments on November 20, 2022, November 20, 2023 and November 20, 2024. |
| 2 | Derivative | Stock Option (Right to Receive) | 2021-11-20 | A | A | 30,000 | $0.00 | 30,000 | D | $0.72 · — to 2031-11-19 | 30,000 Common Stock | (F3) The shares subject to the option vest as follows: 1/3rd of the shares subject to the option vest on the one-year anniversary of the date of grant and the remaining shares subject to the option vest on an equal monthly basis over the following 24 months. |