Form 4 for SG Sweetgreen, Inc.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-06-16 · accession 0001209191-21-066567 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-09-23 | SG | Neman Jonathan | CEO, Dir | M - OptEx | $1.44 | +337.8K | 917.9K | +58% | +$486.7K |
| DM | 2021-11-23 | 2021-11-22 | SG | Neman Jonathan | CEO, Dir | J - Other | — | 0 | 0 | New | — |
| D | 2021-11-23 | 2021-09-29 | SG | Neman Jonathan | CEO, Dir | G - Gift | $0.00 | -1.06M | 0 | -100% | $0 |
| DMI | 2021-11-23 | 2021-09-03+ | SG | Neman Jonathan | CEO, Dir | G - Gift | $0.00 | +1.06M | 500.0K | New | $0 |
| D | 2021-11-23 | 2021-10-24 | SG | Neman Jonathan | CEO, Dir | A - Grant | $0.00 | +2.10M | 2.10M | New | $0 |
| DMI | 2021-11-23 | 2021-11-21 | SG | Neman Jonathan | CEO, Dir | C - Cnv Deriv | — | +1.26M | 315.4K | New | — |
| DMI | 2021-11-23 | 2021-11-22 | SG | Neman Jonathan | CEO, Dir | J - Other | — | -4.68M | 0 | -100% | — |
| D | 2021-11-23 | 2021-06-16 | SG | Neman Jonathan | CEO, Dir | A - Grant | $0.00 | +830.0K | 830.0K | New | $0 |
| DM | 2021-11-23 | 2021-09-23 | SG | Neman Jonathan | CEO, Dir | M - OptEx | $0.00 | -337.8K | 14.2K | -96% | $0 |
| DMI | 2021-11-23 | 2021-11-21 | SG | Neman Jonathan | CEO, Dir | C - Cnv Deriv | $0.00 | -1.26M | 0 | -100% | $0 |
| DMI | 2021-11-23 | 2021-11-22 | SG | Neman Jonathan | CEO, Dir | J - Other | $0.00 | +4.68M | 181.4K | New | $0 |
| DM | 2021-11-23 | 2021-11-22 | SG | Neman Jonathan | CEO, Dir | J - Other | $0.00 | 0 | 248.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-23 | M | A | 125,000 | $2.40 | 1,042,908 | D By spouse | — | — | |
| 2 | Common | Common Stock | 2021-09-23 | M | A | 17,077 | $3.14 | 1,059,985 | D By spouse | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-22 | J | A | 2,100,000 | — | 2,100,000 | D | — | — | (F3) Represents restricted stock units that vest if and to the extent the issuer's stock price reaches specified levels. (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. |
| 4 | Common | Common Stock | 2021-09-29 | G | D | 1,059,985 | $0.00 | 0 | D By spouse | — | — | |
| 5 | Common | Common Stock | 2021-09-29 | G | A | 1,059,985 | $0.00 | 4,002,684 | I See footnote | — | — | (F6) The shares are held by the JDRB Trust. |
| 6 | Common | Common Stock | 2021-10-24 | A | A | 2,100,000 | $0.00 | 2,100,000 | D See footnote | — | — | (F3) Represents restricted stock units that vest if and to the extent the issuer's stock price reaches specified levels. (F6) The shares are held by the JDRB Trust. |
| 7 | Common | Common Stock | 2021-11-21 | C | A | 50,000 | — | 50,000 | I See footnote | — | — | (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). (F6) The shares are held by the JDRB Trust. |
| 8 | Common | Common Stock | 2021-11-22 | J | D | 50,000 | — | 0 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F7) The shares are held by Neman IV LLC. |
| 9 | Common | Common Stock | 2021-09-03 | G | D | 500,000 | $0.00 | 2,942,699 | I See footnote | — | — | (F1) The shares are held by Jonathan Neman Revocable Trust U/T/A dated October 7, 2016. |
| 10 | Common | Common Stock | 2021-09-03 | G | A | 500,000 | $0.00 | 500,000 | I See footnote | — | — | (F2) The shares are held by the Neman Descendants Trust U/T/A dated September 3, 2021. |
| 11 | Common | Common Stock | 2021-09-23 | M | A | 195,745 | $0.68 | 917,908 | D See footnote | — | — | (F1) The shares are held by Jonathan Neman Revocable Trust U/T/A dated October 7, 2016. |
| 12 | Common | Class A Common Stock | 2021-11-22 | J | A | 50,000 | — | 50,000 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F7) The shares are held by Neman IV LLC. |
| 13 | Common | Common Stock | 2021-11-21 | C | A | 915,490 | — | 943,991 | I See footnote | — | — | (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). (F7) The shares are held by Neman IV LLC. |
| 14 | Common | Common Stock | 2021-11-22 | J | D | 943,991 | — | 0 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F1) The shares are held by Jonathan Neman Revocable Trust U/T/A dated October 7, 2016. |
| 15 | Common | Class A Common Stock | 2021-11-22 | J | A | 943,991 | — | 943,991 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F1) The shares are held by Jonathan Neman Revocable Trust U/T/A dated October 7, 2016. |
| 16 | Common | Common Stock | 2021-11-21 | C | A | 295,395 | — | 315,395 | I See footnote | — | — | (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). (F1) The shares are held by Jonathan Neman Revocable Trust U/T/A dated October 7, 2016. |
| 17 | Common | Common Stock | 2021-11-22 | J | D | 315,395 | — | 0 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F2) The shares are held by the Neman Descendants Trust U/T/A dated September 3, 2021. |
| 18 | Common | Class A Common Stock | 2021-11-22 | J | A | 315,395 | — | 315,395 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F2) The shares are held by the Neman Descendants Trust U/T/A dated September 3, 2021. |
| 19 | Common | Common Stock | 2021-11-22 | J | D | 4,002,684 | — | 0 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F2) The shares are held by the Neman Descendants Trust U/T/A dated September 3, 2021. |
| 20 | Common | Class A Common Stock | 2021-11-22 | J | A | 4,002,684 | — | 4,002,684 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F9) The shares are held by Nicholas H. Jammet, as Trustee of the Jonathan Neman 2014 GRAT. |
| 21 | Common | Class A Common Stock | 2021-11-22 | J | D | 4,002,684 | — | 0 | I See footnote | — | — | (F8) Each share of Class A Common Stock was exchanged for one share of Class B Common Stock effective upon the completion of the IPO. (F9) The shares are held by Nicholas H. Jammet, as Trustee of the Jonathan Neman 2014 GRAT. |
| 22 | Common | Common Stock | 2021-11-22 | J | D | 500,000 | — | 0 | I See footnote | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. (F9) The shares are held by Nicholas H. Jammet, as Trustee of the Jonathan Neman 2014 GRAT. |
| 23 | Common | Class A Common Stock | 2021-11-22 | J | A | 500,000 | — | 500,000 | I | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. |
| 24 | Common | Class A Common Stock | 2021-11-22 | J | D | 500,000 | — | 0 | I | — | — | (F8) Each share of Class A Common Stock was exchanged for one share of Class B Common Stock effective upon the completion of the IPO. |
| 25 | Common | Common Stock | 2021-11-22 | J | D | 181,449 | — | 0 | I | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. |
| 26 | Common | Class A Common Stock | 2021-11-22 | J | A | 181,449 | — | 181,449 | I | — | — | (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. |
| 27 | Common | Class A Common Stock | 2021-11-22 | J | D | 181,449 | — | 0 | I | — | — | (F8) Each share of Class A Common Stock was exchanged for one share of Class B Common Stock effective upon the completion of the IPO. |
| 28 | Common | Common Stock | 2021-11-22 | J | D | 2,100,000 | — | 0 | D | — | — | (F3) Represents restricted stock units that vest if and to the extent the issuer's stock price reaches specified levels. (F5) Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. |
| 29 | Derivative | Stock Option (Right to Buy) | 2021-06-16 | A | A | 830,000 | $0.00 | 830,000 | D By spouse | $10.76 · — to 2031-06-15 | 830,000 Common Stock | (F10) 25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 30 | Derivative | Stock Option (Right to Buy) | 2021-09-23 | M | D | 195,745 | $0.00 | 0 | D By spouse | $0.68 · — to 2024-05-01 | 195,745 Common Stock | (F11) Fully vested. |
| 31 | Derivative | Stock Option (Right to Buy) | 2021-09-23 | M | D | 125,000 | $0.00 | 0 | D See footnote | $2.40 · — to 2026-03-18 | 125,000 Common Stock | (F6) The shares are held by the JDRB Trust. (F11) Fully vested. |
| 32 | Derivative | Stock Option (Right to Buy) | 2021-09-23 | M | D | 17,077 | $0.00 | 14,173 | D See footnote | $3.14 · — to 2027-03-13 | 17,077 Common Stock | (F6) The shares are held by the JDRB Trust. (F11) Fully vested. |
| 33 | Derivative | Series B Preferred Stock | 2021-11-21 | C | D | 9,757 | $0.00 | 0 | I See footnote | — · — to — | 9,757 Common Stock | (F6) The shares are held by the JDRB Trust. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 34 | Derivative | Series C Preferred Stock | 2021-11-21 | C | D | 40,243 | $0.00 | 0 | I See footnote | — · — to — | 40,243 Common Stock | (F6) The shares are held by the JDRB Trust. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 35 | Derivative | Series A Preferred Stock | 2021-11-21 | C | D | 486,373 | $0.00 | 0 | I See footnote | — · — to — | 486,373 Common Stock | (F6) The shares are held by the JDRB Trust. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 36 | Derivative | Series B Preferred Stock | 2021-11-21 | C | D | 174,654 | $0.00 | 0 | I See footnote | — · — to — | 174,654 Common Stock | (F7) The shares are held by Neman IV LLC. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 37 | Derivative | Series C Preferred Stock | 2021-11-21 | C | D | 124,415 | $0.00 | 0 | I See footnote | — · — to — | 124,415 Common Stock | (F7) The shares are held by Neman IV LLC. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 38 | Derivative | Series E Preferred Stock | 2021-11-21 | C | D | 86,084 | $0.00 | 0 | I See footnote | — · — to — | 86,084 Common Stock | (F7) The shares are held by Neman IV LLC. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 39 | Derivative | Series F Preferred Stock | 2021-11-21 | C | D | 43,964 | $0.00 | 0 | I See footnote | — · — to — | 43,964 Common Stock | (F7) The shares are held by Neman IV LLC. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 40 | Derivative | Series A Preferred Stock | 2021-11-21 | C | D | 13,334 | $0.00 | 0 | I See footnote | — · — to — | 13,334 Common Stock | (F7) The shares are held by Neman IV LLC. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 41 | Derivative | Series C Preferred Stock | 2021-11-21 | C | D | 34,965 | $0.00 | 0 | I See footnote | — · — to — | 34,965 Common Stock | (F1) The shares are held by Jonathan Neman Revocable Trust U/T/A dated October 7, 2016. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 42 | Derivative | Series E Preferred Stock | 2021-11-21 | C | D | 49,140 | $0.00 | 0 | I See footnote | — · — to — | 49,140 Common Stock | (F2) The shares are held by the Neman Descendants Trust U/T/A dated September 3, 2021. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 43 | Derivative | Series F Preferred Stock | 2021-11-21 | C | D | 31,290 | $0.00 | 0 | I See footnote | — · — to — | 31,290 Common Stock | (F9) The shares are held by Nicholas H. Jammet, as Trustee of the Jonathan Neman 2014 GRAT. (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 44 | Derivative | Series G Preferred Stock | 2021-11-21 | C | D | 166,666 | $0.00 | 0 | I | — · — to — | 166,666 Common Stock | (F4) The share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the initial public offering of the Issuer's Class A Common Stock (the "IPO"). |
| 45 | Derivative | Class B Common Stock | 2021-11-22 | J | A | 4,002,684 | $0.00 | 4,002,684 | I | — · — to — | 4,002,684 Class A Common Stock | (F13) Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. (F12) The shares of Class B Common Stock will convert automatically into shares of our Class A Common Stock on the final conversion date defined as the earlier of (i) the nine-month anniversary of the death or permanent disability of the last of the founders; (ii) the last trading day of the fiscal year during which the 10th anniversary of the effectiveness of the IPO registration statement occurs, or (iii) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock; provided, however, that the final conversion date may be extended by the affirmative vote of the holders of the majority of the voting power of the then-outstanding shares of Class A Common Stock not held by a founder or an affiliate or permitted transferee of a founder and entitled to vote generally in the election of directors, voting together as a single class. |
| 46 | Derivative | Class B Common Stock | 2021-11-22 | J | A | 500,000 | $0.00 | 500,000 | I | — · — to — | 500,000 Class A Common Stock | (F13) Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. (F12) The shares of Class B Common Stock will convert automatically into shares of our Class A Common Stock on the final conversion date defined as the earlier of (i) the nine-month anniversary of the death or permanent disability of the last of the founders; (ii) the last trading day of the fiscal year during which the 10th anniversary of the effectiveness of the IPO registration statement occurs, or (iii) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock; provided, however, that the final conversion date may be extended by the affirmative vote of the holders of the majority of the voting power of the then-outstanding shares of Class A Common Stock not held by a founder or an affiliate or permitted transferee of a founder and entitled to vote generally in the election of directors, voting together as a single class. |
| 47 | Derivative | Class B Common Stock | 2021-11-22 | J | A | 181,449 | $0.00 | 181,449 | I | — · — to — | 181,449 Class A Common Stock | (F13) Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. (F12) The shares of Class B Common Stock will convert automatically into shares of our Class A Common Stock on the final conversion date defined as the earlier of (i) the nine-month anniversary of the death or permanent disability of the last of the founders; (ii) the last trading day of the fiscal year during which the 10th anniversary of the effectiveness of the IPO registration statement occurs, or (iii) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock; provided, however, that the final conversion date may be extended by the affirmative vote of the holders of the majority of the voting power of the then-outstanding shares of Class A Common Stock not held by a founder or an affiliate or permitted transferee of a founder and entitled to vote generally in the election of directors, voting together as a single class. |
| 48 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 275,000 | $0.00 | 0 | D | $0.96 · — to 2024-12-08 | 275,000 Common Stock | (F11) Fully vested. |
| 49 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 275,000 | $0.00 | 275,000 | D | $0.96 · — to 2024-12-08 | 275,000 Class A Common Stock | (F11) Fully vested. |
| 50 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 14,173 | $0.00 | 0 | D | $3.14 · — to 2027-03-13 | 14,173 Common Stock | (F11) Fully vested. |
| 51 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 14,173 | $0.00 | 14,173 | D | $3.14 · — to 2027-03-13 | 14,173 Class A Common Stock | (F11) Fully vested. |
| 52 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 1,200,000 | $0.00 | 0 | D | $3.73 · — to 2028-08-27 | 1,200,000 Common Stock | (F11) Fully vested. |
| 53 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 1,200,000 | $0.00 | 1,200,000 | D | $3.73 · — to 2028-08-27 | 1,200,000 Class A Common Stock | (F11) Fully vested. |
| 54 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 200,000 | $0.00 | 0 | D | $7.77 · — to 2029-12-04 | 200,000 Common Stock | (F11) Fully vested. |
| 55 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 200,000 | $0.00 | 200,000 | D | $7.77 · — to 2029-12-04 | 200,000 Class A Common Stock | (F11) Fully vested. |
| 56 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 248,778 | $0.00 | 0 | D | $7.77 · — to 2029-12-04 | 248,778 Common Stock | (F14) The shares subject to the option are immediately exercisable. 25% of the shares subject to the original option vested on January 1, 2020, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 57 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 248,778 | $0.00 | 248,778 | D | $7.77 · — to 2029-12-04 | 248,778 Class A Common Stock | (F14) The shares subject to the option are immediately exercisable. 25% of the shares subject to the original option vested on January 1, 2020, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |