Form 4 for SG Sweetgreen, Inc.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-06-16 · accession 0001209191-21-066582 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-22 | SG | McPhail James | Chief Development Off | J - Other | $0.00 | 0 | 0 | New | $0 |
| DM | 2021-11-23 | 2021-06-23+ | SG | McPhail James | Chief Development Off | M - OptEx | $7.77 | +13.0K | 5,000 | New | +$101.0K |
| D | 2021-11-23 | 2021-10-24 | SG | McPhail James | Chief Development Off | A - Grant | $0.00 | +200.0K | 213.0K | +1,538% | $0 |
| D | 2021-11-23 | 2021-06-16 | SG | McPhail James | Chief Development Off | A - Grant | $0.00 | +100.0K | 100.0K | New | $0 |
| DM | 2021-11-23 | 2021-06-23+ | SG | McPhail James | Chief Development Off | M - OptEx | $0.00 | -13.0K | 87.0K | -13% | $0 |
| DM | 2021-11-23 | 2021-11-22 | SG | McPhail James | Chief Development Off | J - Other | $0.00 | 0 | 75.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-22 | J | A | 213,000 | $0.00 | 213,000 | D | — | — | (F3) Includes 200,000 shares subject to RSUs. |
| 2 | Common | Common Stock | 2021-07-21 | M | A | 8,000 | $7.77 | 13,000 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-24 | A | A | 200,000 | $0.00 | 213,000 | D | — | — | (F1) Represents restricted stock units ("RSUs") that are subject to both a time based vesting requirement and a liquidity event vesting requirement. The liquidity event vesting requirement will be met upon the consummation of the initial public offering of the Issuer's Class A Common Stock (the "IPO"). The time based vesting requirement will be satisfied with respect to 25% of the shares on August 15, 2022 and with respect to the remainder of the shares in equal quarterly amounts over the following 36 months, subject to the reporting person's continuous service through each applicable vesting date. |
| 4 | Common | Common Stock | 2021-11-22 | J | D | 213,000 | $0.00 | 0 | D | — | — | |
| 5 | Common | Common Stock | 2021-06-23 | M | A | 5,000 | $7.77 | 5,000 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-06-16 | A | A | 100,000 | $0.00 | 100,000 | D | $10.76 · — to 2031-06-15 | 100,000 Common Stock | (F4) 25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-06-23 | M | D | 5,000 | $0.00 | 95,000 | D | $7.77 · — to 2029-12-04 | 5,000 Common Stock | (F5) 25% of the shares subject to the original option vested on October 21, 2020, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-07-21 | M | D | 8,000 | $0.00 | 87,000 | D | $7.77 · — to 2029-12-04 | 8,000 Common Stock | (F5) 25% of the shares subject to the original option vested on October 21, 2020, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 75,000 | $0.00 | 0 | D | $4.78 · — to 2030-06-29 | 75,000 Common Stock | (F6) 25% of the shares subject to the original option vested on June 30, 2021, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 100,000 | $0.00 | 100,000 | D | $10.76 · — to 2031-06-15 | 100,000 Class A Common Stock | (F4) 25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 11 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 87,000 | $0.00 | 0 | D | $7.77 · — to 2029-12-04 | 87,000 Common Stock | (F5) 25% of the shares subject to the original option vested on October 21, 2020, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 12 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 87,000 | $0.00 | 87,000 | D | $7.77 · — to 2029-12-04 | 87,000 Class A Common Stock | (F5) 25% of the shares subject to the original option vested on October 21, 2020, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 13 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | D | 100,000 | $0.00 | 0 | D | $10.76 · — to 2031-06-15 | 100,000 Common Stock | (F4) 25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| 14 | Derivative | Stock Option (Right to Buy) | 2021-11-22 | J | A | 75,000 | $0.00 | 75,000 | D | $4.78 · — to 2030-06-29 | 75,000 Class A Common Stock | (F6) 25% of the shares subject to the original option vested on June 30, 2021, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |