Form 4 for LAZ Lazard, Inc.

Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-19 · accession 0001209191-21-066590 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-11-23	2021-11-19	LAZ	RAGONE DOMINICK	CAO	A - Grant	—	+91	14.8K	+0.6%	—
D	2021-11-23	2021-11-19	LAZ	RAGONE DOMINICK	CAO	A - Grant	—	+241	23.7K	+1%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Restricted Class A Common Stock	2021-11-19	A	A	91	—	14,787	D	—	—	(F1) The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. (F2) Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. (F3) Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person.
2	Derivative	Restricted Stock Units	2021-11-19	A	A	241	—	23,713	D	— · — to —	241 Class A Common Stock	(F4) Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. (F5) Each RSU represents a contingent right to receive one share of Class A Common Stock. (F3) Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person. (F6) Of these RSUs, 97 will vest on or around March 1, 2022, 89 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024.