Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0001209191-21-066781 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-24 | 2021-11-22 | LEVI | Bergh Charles V | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | +840.5K | 1.12M | +305% | $0 |
| D | 2021-11-24 | 2021-10-29 | LEVI | Bergh Charles V | Pres, CEO, Dir | G - Gift | $0.00 | -659.1K | 275.6K | -71% | $0 |
| D | 2021-11-24 | 2021-11-22 | LEVI | Bergh Charles V | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | -840.5K | 164.4K | -84% | $0 |
| DM | 2021-11-24 | 2021-11-22 | LEVI | Bergh Charles V | Pres, CEO, Dir | M - OptEx | $3.05 | 0 | 2.26M | New | $0 |
| D | 2021-11-24 | 2021-11-22 | LEVI | Bergh Charles V | Pres, CEO, Dir | D - Sale to Iss | $28.28 | -1.42M | 1.00M | -59% | -$40.23M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-22 | C | A | 840,468 | $0.00 | 1,116,109 | D | — | — | (F1) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2021-10-29 | G | D | 659,097 | $0.00 | 275,641 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2021-11-22 | C | D | 840,468 | $0.00 | 164,450 | D | — · — to — | 0 Class A Common Stock | (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2021-11-22 | M | A | 2,263,180 | $6.10 | 2,427,630 | D | — · — to — | 2,427,630 Class A Common Stock | (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Stock Appreciation Rights | 2021-11-22 | M | D | 2,263,180 | $0.00 | 2,263,180 | D | $6.10 · — to 2023-02-09 | 2,263,180 Class B Common Stock | (F5) Fully vested. |
| 6 | Derivative | Class B Common Stock | 2021-11-22 | D | D | 1,422,712 | $28.28 | 1,004,918 | D | — · — to — | 1,422,712 Class A Common Stock | (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |