Form 4 for LOB Live Oak Bancshares, Inc.
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0001209191-21-066785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-24 | 2021-11-22 | LOB | Underwood Neil Lawrence | Pres, Dir | S - Sale | $96.71 | -79.9K | 1.42M | -5% | -$7.72M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Voting Common Stock | 2021-11-22 | S | D | 11,319 | $97.54 | 1,429,224 | I By Neil L. Underwood Revocable Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $97.00 to $97.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 2 | Common | Voting Common Stock | 2021-11-22 | S | D | 61,605 | $96.40 | 1,440,543 | I By Neil L. Underwood Revocable Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $96.00 to $96.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Voting Common Stock | 2021-11-22 | S | D | 6,929 | $98.07 | 1,422,295 | I By Neil L. Underwood Revocable Trust | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $98.00 to $98.37. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |