Form 4 for ICE Intercontinental Exchange
Accepted 2021-11-26 00:00:00 ET · period of report 2021-11-23 · accession 0001209191-21-066932 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-26 | 2021-11-23 | ICE | Sprecher Jeffrey C | CEO, Dir | G - Gift | $0.00 | -67.5K | 1.26M | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-23 | G | D | 67,500 | $0.00 | 1,259,000 | D | — | — | (F1) This transaction involved a gift of 67,500 shares of the Issuer's common stock by the reporting person to a philanthropic organization. (F2) The common stock number referred in Table I is an aggregate number and represents 1,187,488 shares of common stock and 71,512 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting. |