Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-26 · accession 0001209191-21-067038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-26 | ASPN | Gervis Robert M. | Dir | M - OptEx | $5.42 | +77.3K | 206.8K | +60% | +$419.1K |
| DM | 2021-11-29 | 2021-11-26 | ASPN | Gervis Robert M. | Dir | M - OptEx | $0.00 | -77.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | M | A | 10,228 | $6.61 | 149,511 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-26 | M | A | 17,019 | $4.15 | 181,329 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-26 | M | A | 13,517 | $5.27 | 194,846 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-26 | M | A | 14,799 | $4.75 | 164,310 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-26 | M | A | 9,817 | $6.79 | 216,613 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-26 | M | A | 11,950 | $6.08 | 206,796 | D | — | — | |
| 7 | Derivative | Stock Option (Right-to-Buy) | 2021-11-26 | M | D | 14,799 | $0.00 | 0 | D | $4.75 · — to 2026-06-24 | 14,799 Common Stock | (F2) These options are fully vested and exercisable. |
| 8 | Derivative | Stock Option (Right-to-Buy) | 2021-11-26 | M | D | 10,228 | $0.00 | 0 | D | $6.61 · — to 2025-06-17 | 10,228 Common Stock | (F2) These options are fully vested and exercisable. |
| 9 | Derivative | Stock Option (Right-to-Buy) | 2021-11-26 | M | D | 9,817 | $0.00 | 0 | D | $6.79 · — to 2030-06-18 | 9,817 Common Stock | (F2) These options are fully vested and exercisable. |
| 10 | Derivative | Stock Option (Right-to-Buy) | 2021-11-26 | M | D | 11,950 | $0.00 | 0 | D | $6.08 · — to 2029-06-19 | 11,950 Common Stock | (F2) These options are fully vested and exercisable. |
| 11 | Derivative | Stock Option (Right-to-Buy) | 2021-11-26 | M | D | 17,019 | $0.00 | 0 | D | $4.15 · — to 2027-06-14 | 17,019 Common Stock | (F2) These options are fully vested and exercisable. |
| 12 | Derivative | Stock Option (Right-to-Buy) | 2021-11-26 | M | D | 13,517 | $0.00 | 0 | D | $5.27 · — to 2028-06-20 | 13,517 Common Stock | (F2) These options are fully vested and exercisable. |