Form 4 for PUBM PubMatic, Inc.
Accepted 2021-12-01 00:00:00 ET · period of report 2021-11-29 · accession 0001209191-21-067261 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-01 | 2021-11-29 | PUBM | Helion Venture Partners LLC | 10% | C - Cnv Deriv | $0.00 | +2.61M | 2.61M | New | $0 |
| D | 2021-12-01 | 2021-11-29 | PUBM | Helion Venture Partners LLC | 10% | J - Other | $0.00 | -2.61M | 0 | -100% | $0 |
| D | 2021-12-01 | 2021-11-29 | PUBM | Helion Venture Partners LLC | 10% | C - Cnv Deriv | $0.00 | -2.61M | 2.41M | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-29 | C | A | 2,611,126 | $0.00 | 2,611,126 | D | — | — | (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. |
| 2 | Common | Class A Common Stock | 2021-11-29 | J | D | 2,611,126 | $0.00 | 0 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2021-11-29 | C | D | 2,611,126 | $0.00 | 2,407,181 | D | — · — to — | 2,611,126 Class A Common Stock | (F3) Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. |