Form 4 for PBHC Pathfinder Bancorp, Inc.
Accepted 2021-12-01 00:00:00 ET · period of report 2021-11-23 · accession 0001209191-21-067265 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-01 | 2021-11-23+ | PBHC | SCHNEIDER THOMAS W | Pres, CEO | M - OptEx | $14.23 | 0 | 32.4K | New | $0 |
| DM | 2021-12-01 | 2021-11-23+ | PBHC | SCHNEIDER THOMAS W | Pres, CEO | M - OptEx | $0.00 | -217 | 25.2K | -0.9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-30 | M | A | 100 | $11.35 | 32,473 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-01 | M | A | 100 | $11.35 | 32,473 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-30 | M | D | 100 | $17.24 | 32,373 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-01 | M | D | 100 | $17.00 | 32,373 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-23 | M | A | 4 | $11.35 | 32,377 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-23 | M | D | 4 | $17.05 | 32,373 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-26 | M | A | 13 | $11.35 | 32,386 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-26 | M | D | 13 | $17.00 | 32,373 | D | — | — | |
| 9 | Derivative | Stock Options | 2021-11-30 | M | D | 100 | $0.00 | 25,273 | D | $11.35 · 2017-05-06 to 2026-05-06 | 100 Common Stock | |
| 10 | Derivative | Stock Options | 2021-11-23 | M | D | 4 | $0.00 | 25,386 | D | $11.35 · 2017-05-06 to 2026-05-06 | 4 Common Stock | |
| 11 | Derivative | Stock Options | 2021-11-26 | M | D | 13 | $0.00 | 25,373 | D | $11.35 · 2017-05-06 to 2026-05-06 | 13 Common Stock | |
| 12 | Derivative | Stock Options | 2021-12-01 | M | D | 100 | $0.00 | 25,173 | D | $11.35 · 2017-05-06 to 2026-05-06 | 100 Common Stock |