Form 4 for COMP Compass, Inc.
Accepted 2021-12-01 00:00:00 ET · period of report 2021-11-29 · accession 0001209191-21-067300 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-01 | 2021-11-29 | COMP | Lehman Robert S. | Chief Business Off | M - OptEx | $0.8 | +127.0K | 455.5K | +39% | +$101.6K |
| D | 2021-12-01 | 2021-11-29 | COMP | Lehman Robert S. | Chief Business Off | S - Sale+OE | $9.27 | -127.0K | 328.5K | -28% | -$1.18M |
| DM | 2021-12-01 | 2021-11-29 | COMP | Lehman Robert S. | Chief Business Off | M - OptEx | $0.00 | -127.0K | 89.0K | -59% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-29 | M | A | 127,000 | $0.8 | 455,485 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-29 | S | D | 127,000 | $9.27 | 328,485 | D | — | — | (F2) The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.03 to $9.51 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Derivative | Stock Option (right to buy Class A Common Stock) | 2021-11-29 | M | D | 95,970 | $0.00 | 0 | D | $0.8 · — to 2024-10-21 | 95,970 Class A Common Stock | (F3) The option is fully vested and exercisable. |
| 4 | Derivative | Stock Option (right to buy Class A Common Stock) | 2021-11-29 | M | D | 31,030 | $0.00 | 88,970 | D | $0.8 · — to 2024-12-17 | 31,030 Class A Common Stock | (F3) The option is fully vested and exercisable. |