Form 4 for CLVT CLARIVATE PLC
Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0001209191-21-067426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-12-02 | 2021-11-30 | CLVT | Selige Co-Investor Pooling Ltd | 10% | J - Other | $23.34 | -38.35M | 0 | -100% | -$895.17M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-11-30 | J | D | 30,471,971 | $23.34 | 0 | I See footnote | — | — | (F1) Selige Limited, a wholly-owned subsidiary of Selige-Co-Investor Pooling S.C.Sp ("Selige Pooling"), currently holds the Clarivate Plc shares attributable to the EPIC I Funds, managed by Castik Capital S.a.r.l. as well as its co-investors. On November 30, 2021, Selige Limited disposed of and transferred the shares of the Issuer it held to Selige Pooling, its sole owner. (F3) Selige Limited, directly (whether through ownership or position), or indirectly through one or more intermediaries, may have been deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Capri Acquisitions Topco Limited ("Topco"), and therefore, a "ten percent holder" hereunder. (F4) The Reporting Person disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Person is the beneficial owner of such securities not held of record by the Reporting Person, for purposes of Section 16 or for any other purpose. (F2) Represents Ordinary Shares of the Issuer held by Selige Co-Investor Pooling Limited ("Selige Limited"). |
| 2 | Common | Ordinary Shares | 2021-11-30 | J | D | 7,881,671 | $23.34 | 0 | I See footnote | — | — | (F1) Selige Limited, a wholly-owned subsidiary of Selige-Co-Investor Pooling S.C.Sp ("Selige Pooling"), currently holds the Clarivate Plc shares attributable to the EPIC I Funds, managed by Castik Capital S.a.r.l. as well as its co-investors. On November 30, 2021, Selige Limited disposed of and transferred the shares of the Issuer it held to Selige Pooling, its sole owner. (F3) Selige Limited, directly (whether through ownership or position), or indirectly through one or more intermediaries, may have been deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Capri Acquisitions Topco Limited ("Topco"), and therefore, a "ten percent holder" hereunder. (F5) Represents Ordinary Shares of the Issuer held by Topco on behalf of Castik Capital S.a.r.l. through Selige Limited, of which Selige Pooling is the sole member. (F4) The Reporting Person disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Person is the beneficial owner of such securities not held of record by the Reporting Person, for purposes of Section 16 or for any other purpose. |