Form 4 for EQH Equitable Holdings, Inc.
Accepted 2021-12-02 00:00:00 ET · period of report 2021-12-01 · accession 0001209191-21-067560 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-02 | 2021-12-01 | EQH | HURD JEFFREY J | COO | S - Sale+OE | $31.72 | -15.0K | 72.0K | -17% | -$475.8K |
| DM | 2021-12-02 | 2021-12-01 | EQH | HURD JEFFREY J | COO | M - OptEx | $20.73 | +15.0K | 66.1K | +29% | +$310.9K |
| DM | 2021-12-02 | 2021-12-01 | EQH | HURD JEFFREY J | COO | M - OptEx | $0.00 | -15.0K | 239.8K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | S | D | 9,372 | $32.11 | 62,592.21 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F4) This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes restricted stock units. |
| 2 | Common | Common Stock | 2021-12-01 | S | D | 5,628 | $31.07 | 71,964.21 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F3) This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes restricted stock units. |
| 3 | Common | Common Stock | 2021-12-01 | M | A | 11,465 | $21.34 | 77,592.21 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F2) Includes restricted stock units. |
| 4 | Common | Common Stock | 2021-12-01 | M | A | 3,535 | $18.74 | 66,127.21 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F2) Includes restricted stock units. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-12-01 | M | D | 3,535 | $0.00 | 251,298 | D | $18.74 · — to 2029-02-14 | 3,535 Common Stock | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F5) The options vested/vest in three equal annual installments beginning on February 14, 2020. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-12-01 | M | D | 11,465 | $0.00 | 239,833 | D | $21.34 · — to 2028-06-11 | 11,465 Common Stock | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F6) The options vested/vest in three equal annual installments beginning on March 1, 2019. |