Form 4 for EQH Equitable Holdings, Inc.

Accepted 2021-12-02 00:00:00 ET · period of report 2021-12-01 · accession 0001209191-21-067561 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-12-02	2021-12-01	EQH	Pearson Mark	Pres, CEO, Dir	S - Sale	$31.57	-15.0K	339.8K	-4%	-$473.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-12-01	S	D	7,548	$32.06	332,284.12	D	—	—	(F1) The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. (F4) This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3700.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) Total includes RSUs.
2	Common	Common Stock	2021-12-01	S	D	7,452	$31.07	339,832.12	D	—	—	(F1) The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. (F2) This transaction was executed in multiple trades at prices ranging from $30.5700 to $31.5600.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) Total includes RSUs.