Form 4 for COP ConocoPhillips

Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0001209191-21-067620 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-12-02	2021-11-30	COP	Lance Ryan Michael	COB, CEO, Dir	F - Tax	$71.13	-4,127	44.5K	-8%	-$293.6K
D	2021-12-02	2021-11-30	COP	Lance Ryan Michael	COB, CEO, Dir	M - OptEx	—	+4,127	48.6K	+9%	—
D	2021-12-02	2021-11-30	COP	Lance Ryan Michael	COB, CEO, Dir	M - OptEx	$0.00	-4,127	106.5K	-4%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-30	F	D	4,127	$71.13	44,522	D	—	—
2	Common	Common Stock	2021-11-30	M	A	4,127	—	48,649	D	—	—	(F1) Each stock unit was the economic equivalent of one share of common stock.
3	Derivative	Stock Units	2021-11-30	M	D	4,127	$0.00	106,497.44	D	— · — to —	4,127 Common Stock	(F4) Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. (F7) Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. (F3) The stock units represent ConocoPhillips common stock on a 1-for-1 basis. (F5) The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. (F6) The stock units do not have an expiration date.