Form 4/A for SG Sweetgreen, Inc.
Accepted 2021-12-02 00:00:00 ET · period of report 2021-06-16 · accession 0001209191-21-067622 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAI | 2021-12-02 | 2021-11-22 | SG | SINGER BRADLEY E | Dir | M - OptEx | — | +13.7K | 72.1K | +23% | — |
| DA | 2021-12-02 | 2021-11-22 | SG | SINGER BRADLEY E | Dir | M - OptEx | — | +41.0K | 221.4K | +23% | — |
| DMA | 2021-12-02 | 2021-11-21+ | SG | SINGER BRADLEY E | Dir | J - Other | $0.00 | 0 | 0 | New | $0 |
| DMAI | 2021-12-02 | 2021-11-21+ | SG | SINGER BRADLEY E | Dir | J - Other | $0.00 | 0 | 0 | New | $0 |
| DAI | 2021-12-02 | 2021-11-22 | SG | SINGER BRADLEY E | Dir | M - OptEx | $0.00 | -13.7K | 0 | -100% | $0 |
| DA | 2021-12-02 | 2021-11-22 | SG | SINGER BRADLEY E | Dir | M - OptEx | $0.00 | -41.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | M | A | 13,659 | — | 72,138 | I | — | — | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 2 | Common | Class A Common Stock | 2021-11-22 | M | A | 40,977 | — | 221,415 | D By Children's Trust | — | — | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). (F2) Includes 5,000 shares subject to RSUs. |
| 3 | Derivative | Warrant to Purchase Class A Common Stock | 2021-11-22 | J | A | 40,977 | $0.00 | 40,977 | D | — · — to — | 40,977 Class A Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 4 | Derivative | Warrant to Purchase Class A Common Stock | 2021-11-22 | J | A | 13,659 | $0.00 | 13,659 | I | — · — to — | 13,659 Class A Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 5 | Derivative | Warrant to Purchase Series J Preferred Stock | 2021-11-21 | J | D | 40,977 | $0.00 | 0 | D By Children's Trust | — · — to — | 40,977 Series J Preferred Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 6 | Derivative | Warrant to Purchase Common Stock | 2021-11-21 | J | A | 40,977 | $0.00 | 40,977 | D By Children's Trust | — · — to — | 40,977 Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 7 | Derivative | Warrant to Purchase Series J Preferred Stock | 2021-11-21 | J | D | 13,659 | $0.00 | 0 | I By Children's Trust | — · — to — | 13,659 Series J Preferred Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 8 | Derivative | Warrant to Purchase Class A Common Stock | 2021-11-22 | M | D | 13,659 | $0.00 | 0 | I | — · — to — | 13,659 Class A Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 9 | Derivative | Warrant to Purchase Common Stock | 2021-11-21 | J | A | 13,659 | $0.00 | 13,659 | I By Children's Trust | — · — to — | 13,659 Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 10 | Derivative | Warrant to Purchase Class A Common Stock | 2021-11-22 | M | D | 40,977 | $0.00 | 0 | D | — · — to — | 40,977 Class A Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 11 | Derivative | Warrant to Purchase Common Stock | 2021-11-22 | J | D | 40,977 | $0.00 | 0 | D By Children's Trust | — · — to — | 40,977 Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |
| 12 | Derivative | Warrant to Purchase Common Stock | 2021-11-22 | J | D | 13,659 | $0.00 | 0 | I | — · — to — | 13,659 Common Stock | (F1) The warrant was automatically exercised upon the completion of the initial public offering of the issuer's Class A Common Stock (the "IPO"). |