Form 4 for MC Moelis & Co
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-02 · accession 0001209191-21-067849 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-02 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $61.05 | -5,602 | 115.1K | -5% | -$342.0K |
| D | 2021-12-03 | 2021-12-02 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +5,602 | 120.7K | +5% | — |
| DM | 2021-12-03 | 2021-12-02 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -5,602 | 28.4K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-02 | F | D | 5,602.06 | $61.05 | 115,123 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-02 | M | A | 5,602.06 | — | 120,725.06 | D | — | — | (F1) Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. |
| 3 | Derivative | 2017 Incentive RSUs | 2021-12-02 | M | D | 575.47 | $0.00 | 13,040.42 | D | — · — to — | 575.47 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 4 | Derivative | 2017 Incentive RSUs (December) | 2021-12-02 | M | D | 52.18 | $0.00 | 1,158.39 | D | — · — to — | 52.18 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 5 | Derivative | 2017 Incentive RSUs (September) | 2021-12-02 | M | D | 30.06 | $0.00 | 673.28 | D | — · — to — | 30.06 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 6 | Derivative | 2017 Incentive RSUs (June) | 2021-12-02 | M | D | 35.79 | $0.00 | 754.73 | D | — · — to — | 35.79 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 7 | Derivative | 2017 Incentive RSUs (March) | 2021-12-02 | M | D | 36.16 | $0.00 | 807.99 | D | — · — to — | 36.16 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 8 | Derivative | 2016 Incentive RSUs | 2021-12-02 | M | D | 177.78 | $0.00 | 4,015.81 | D | — · — to — | 177.78 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 9 | Derivative | 2018 Incentive RSUs (September) | 2021-12-02 | M | D | 41.28 | $0.00 | 932.87 | D | — · — to — | 41.28 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 10 | Derivative | 2018 Incentive RSUs (December) | 2021-12-02 | M | D | 102 | $0.00 | 2,305.19 | D | — · — to — | 102 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 11 | Derivative | 2019 Incentive RSUs (March) | 2021-12-02 | M | D | 79.61 | $0.00 | 1,803.66 | D | — · — to — | 79.61 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 12 | Derivative | 2019 Incentive RSUs (June) | 2021-12-02 | M | D | 95.16 | $0.00 | 2,146.35 | D | — · — to — | 95.16 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 13 | Derivative | 2019 Incentive RSUs (September) | 2021-12-02 | M | D | 98.79 | $0.00 | 2,230.41 | D | — · — to — | 98.79 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 14 | Derivative | 2019 Incentive RSUs (December) | 2021-12-02 | M | D | 128.40 | $0.00 | 2,902.02 | D | — · — to — | 128.40 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 15 | Derivative | 2019 Incentive RSUs | 2021-12-02 | M | D | 1,505.86 | $0.00 | 34,132.45 | D | — · — to — | 1,505.86 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 16 | Derivative | 2020 Incentive RSUs | 2021-12-02 | M | D | 1,298.02 | $0.00 | 29,434.08 | D | — · — to — | 1,289.02 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 17 | Derivative | 2018 Incentive RSUs (June) | 2021-12-02 | M | D | 41.33 | $0.00 | 913.44 | D | — · — to — | 41.33 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 18 | Derivative | 2018 Incentive RSUs (March) | 2021-12-02 | M | D | 50.28 | $0.00 | 1,108.96 | D | — · — to — | 50.28 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |
| 19 | Derivative | 2018 Incentive RSUs | 2021-12-02 | M | D | 1,253.91 | $0.00 | 28,425.43 | D | — · — to — | 1,253.91 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |