Form 4 for MC Moelis & Co
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-02 · accession 0001209191-21-067861 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-02 | MC | CRAIN ELIZABETH | COO, Dir | F - Tax | $61.05 | -1,176 | 0 | -100% | -$71.8K |
| D | 2021-12-03 | 2021-12-02 | MC | CRAIN ELIZABETH | COO, Dir | M - OptEx | — | +1,176 | 1,176 | New | — |
| D | 2021-12-03 | 2021-12-02 | MC | CRAIN ELIZABETH | COO, Dir | M - OptEx | $0.00 | -1,176 | 21.3K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-02 | F | D | 1,176.16 | $61.05 | 0 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-02 | M | A | 1,176.16 | — | 1,176.16 | D | — | — | (F1) Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. |
| 3 | Derivative | 2020 Incentive RSUs | 2021-12-02 | M | D | 1,176.16 | $0.00 | 21,319.50 | D | — · — to — | 1,176.16 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. |