Form 4 for NKTX Nkarta, Inc.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001209191-21-067867 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-01 | NKTX | Brandenberger Ralph | SVP, Technical Ops | S - Sale+OE | $15.64 | -4,140 | 0 | -100% | -$64.7K |
| DM | 2021-12-03 | 2021-12-01 | NKTX | Brandenberger Ralph | SVP, Technical Ops | M - OptEx | $3.69 | +4,140 | 745 | New | +$15.3K |
| DM | 2021-12-03 | 2021-12-01 | NKTX | Brandenberger Ralph | SVP, Technical Ops | M - OptEx | $0.00 | -4,140 | 9,190 | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | S | D | 4,140 | $15.64 | 0 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $15.26 to $16.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-12-01 | M | A | 2,037 | $3.89 | 4,140 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-01 | M | A | 1,358 | $3.89 | 2,103 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-01 | M | A | 340 | $0.41 | 340 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-01 | M | A | 405 | $4.77 | 745 | D | — | — | |
| 6 | Derivative | Stock Option (right to buy) | 2021-12-01 | M | D | 2,037 | $0.00 | 46,176 | D | $3.89 · — to 2029-09-05 | 2,037 Common Stock | (F6) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. |
| 7 | Derivative | Stock Option (right to buy) | 2021-12-01 | M | D | 1,358 | $0.00 | 30,784 | D | $3.89 · — to 2029-09-05 | 1,358 Common Stock | (F5) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024. |
| 8 | Derivative | Stock Option (right to buy) | 2021-12-01 | M | D | 340 | $0.00 | 7,707 | D | $0.41 · — to 2028-07-18 | 340 Common Stock | (F3) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on April 2, 2022. |
| 9 | Derivative | Stock Option (right to buy) | 2021-12-01 | M | D | 405 | $0.00 | 9,190 | D | $4.77 · — to 2029-05-10 | 405 Common Stock | (F4) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022. |