Form 4 for TTD Trade Desk (The)
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001209191-21-067901 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-03 | 2021-12-01 | TTD | CTO, Dir | F - Tax | $95.22 | -43.4K | 453.6K | -9% | -$4.13M | |
| DM | 2021-12-03 | 2021-12-01 | TTD | CTO, Dir | M - OptEx | $0.00 | 0 | 295.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-01 | F | D | 11,533 | $95.22 | 460,160 | D | — | — | (F2) The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018. |
| 2 | Common | Class A Common Stock | 2021-12-01 | F | D | 25,311 | $95.22 | 471,693 | D | — | — | (F1) The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017. |
| 3 | Common | Class A Common Stock | 2021-12-01 | F | D | 6,520 | $95.22 | 453,640 | D | — | — | (F3) The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2019. |
| 4 | Derivative | Class B Common Stock | 2021-12-01 | M | A | 75,000 | $0.00 | 958,330 | D | $0.00 · — to — | 75,000 Class A Common Stock | (F7) On June 16, 2021, the Issuer effected a 10-for-1 stock split of its common stock resulting in the reporting person's ownership of 794,997 additional shares of common stock. (F6) Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-01 | M | D | 75,000 | $0.00 | 295,000 | D | $0.02 · — to 2023-02-07 | 75,000 Class B Common Stock | (F4) This option was previously reported as covering 37,000 shares at an exercise price of $0.171 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F5) The option was granted on February 8, 2013. The Vesting Commencement Date ("VCD") was October 17, 2012. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. |